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Transformation of Certain Principles Governing the Formation and Activity of Public Authorities

Embulaeva Natalia

PhD in Law

Associate professor, Kuban State Agrarian University named after I.T. Trubilin

350000, Russia, Krasnodar Territory, Krasnodar, Kalinina str., 13

nembulaeva@mail.ru
Other publications by this author
 

 
Shapovalov Anatolii

PhD in Law

Associate professor, Kuban State Agrarian University named after I.T. Trubilin

350000, Russia, Krasnodar Territory, Krasnodar, Kalinina str., 13

anatolyinfo@mail.ru
Other publications by this author
 

 
Sluchevskii Vladislav Gennad'evich

Postgraduate, Kuban State Agrarian University named after I.T. Trubilin

350000, Russia, Krasnodar Territory, Krasnodar, Kalinina str., 13

sluchevskii@mail.ru
Other publications by this author
 

 

DOI:

10.7256/2454-0684.2023.2.43812.2

EDN:

URBGBN

Received:

05-12-2022


Published:

19-08-2023


Abstract: The focus of this study is public relations pertaining to the implementation of specific principles governing the establishment and operation of public authorities at various levels. The analysis centers on the principle of electing officials for legislative bodies at the state and local self-governance levels, as well as the heads of Russian Federation regions. The author explores the transformation of principles guiding the actions of public authorities by examining the interplay between public and private interests within the structures of power. Special attention is given to the principles of upholding citizen trust in state actions, the preservation of individuals, and the accountability of authorities to voters (including the institution of recalling elected officials). The study's key findings propose the incorporation of educational qualifications for officials in federal and regional government bodies into legislation. It is deemed appropriate to establish a requirement of higher education for individuals seeking positions such as state leaders, regional heads, and legislative deputies. Additionally, mechanisms for recalling all elected officials should be established in legislation, enabling the population to remove dishonest officials who fail to uphold the trust placed in them. Given demographic challenges, it is also advisable to enshrine the principle of safeguarding the well-being of individuals in the activities of public authorities.


Keywords:

deputy, responsibility, assignability, electability, principle, public authority, government agency, representative body, feedback, legitimacy

The effective functioning of the entire state body system is only possible if a balance is ensured between the implementation of public and private interests.

This is only possible thanks to the implementation of principles governing the formation and activity of government bodies. In addition, government legitimacy directly depends on compliance with the principles of the formation of power structures.

There are two principles of the formation of public authorities: electability and appointability. The principle of electability should be the basis for forming federal government bodies and legislative bodies of subjects and senior officials. Moreover, electing government heads by popular vote rather than by parliamentary means is advisable. Thus, it will be possible to talk about the actual implementation of democracy as a constitutional norm. It should also consider the presence of the so-called "mandate of trust" on the part of the President of the Russian Federation. In recent years, there has been a practice where regional elections are usually won by candidates proposed by the head of state or appointed by the head of state to temporarily perform the duties of the highest officials. A. N. Gutorova expresses the opinion that such a situation does not meet the principle of democracy [1]. In this situation, there is a contradiction between the decentralization of power in accordance with the principle of federalism and the tendency to build a clear hierarchy of executive authorities under the leadership of the head of state. Amendments were made to the Basic Law of our country, which defined the position of the President of the Russian Federation as the head of executive power. Article 110 Part 1 of the Constitution of the Russian Federation was supplemented with a provision according to which the President of the Russian Federation exercises the general leadership of the Russian Federation Government.

In addition, the Federal Law "On the General Principles of the Organization of Public Power in the Subjects of the Russian Federation" states that the President of the Russian Federation is called upon to ensure the coordinated functioning and interaction of all bodies included in the unified public authority system [2].

Separately, the formation of local self-government bodies should be mentioned. Being closest to the people, these power structures should be created exclusively via elections. However, the legislator has provided several options for the formation of municipal heads: either at municipal elections, by a representative body from its own composition, by a representative body from the proposed candidates, or, if there is no representative body, then at a gathering of citizens [3]. At the level of a constituent entity of the Russian Federation, the issue of choosing one way of forming the head of a municipality is being fundamentally resolved. Many subjects prefer not to define the heads of municipalities by the population. Municipalities themselves only fix the choice of subject in their charters.

As sociological studies show, the population's activity level in elections of municipal authorities in rural areas is higher than in large cities [4], indicating the need and expediency of their formation by election.

The principle of electability of public authorities is designed to increase public confidence in the State and its officials.

Another point I would like to focus on concerns the existence of certain qualifications imposed on candidates for positions in federal authorities and on candidates for heads of subjects. Our legislation sets age limits, residency requirements, and the requirement not to have financial assets abroad. The legislator says nothing about educational qualifications. Only for holding the position of a judge the requirement of higher legal education is legally established. Such a large state as Russia should be governed by literate, highly educated, and qualified citizens. Therefore, it is expedient to consolidate the requirement of higher education for candidates for president, deputies of legislative authorities, and candidates applying for the positions of government and municipal heads in the Russian Federation.

Let us now focus on the characteristics of certain principles of public authority activities, as their implementation is directly related to the effectiveness of the entire state mechanism, ensures national security (as a manifestation of public interest), and guarantees individual rights (to realize private interest). Along with the customary and legally fixed, theoretically grounded principles of legality, humanism, justice, democracy, hierarchy, transparency and secrecy, collegiality and unity of command, etc., developing social relations, the changing position of the country in the international arena, the need to solve new problems, and dictate the emergence of new principles that should also underlie the activities of public authorities.

In its decisions, the Constitutional Court of the Russian Federation formulated the principle of maintaining citizens' trust in the law and the state's actions. However, on a theoretical level, this principle is given due attention neither in the theory of state and law nor in branch legal sciences (constitutional and administrative law). There is no consolidation of it at the legislative level. Nevertheless, it began to take shape back in the Soviet period: "The attitude of Soviet society to the basic law was imbued with the spirit of respect and patriotism, the principle of legality was proclaimed as the main principle of the activities of state bodies" [5]. The content of this principle should include "reasonable stability of legal regulation; the inadmissibility of making arbitrary changes to the current system of norms; ... predictability of legislative policy; the ability of participants in legal relations to foresee the consequences of their behavior ..." [6]. This principle combines public and private interest, as citizens trust in the authorities. On the one hand, it will ensure complete protection of the violated right using all possible administrative and judicial procedures. On the other hand, it will ensure the legitimization of decisions and their voluntary execution, increasing the efficiency of the functioning of power structures.

To maintain public confidence in the activities of public authorities, it is also necessary to pay attention to the compliance of legal norms with moral norms, especially when it comes to applying legal liability measures to persons who have committed offenses [7, 8].

Researchers also pay attention to the formation of such principles in the activities of state bodies, such as protecting the people and human potential development [9]. In accordance with the principle of people-protecting, public authorities must, firstly, ensure a steady increase in the country's population, secondly, maintain a sufficiently high quality of life, and thirdly, contribute to preserving the numerous unique national cultures of the peoples inhabiting Russia. Modern globalization processes pose a threat to the preservation of the original civilizational culture of the people. Therefore, one of the state's priorities should be the preservation and transfer of traditional spiritual and moral values to future generations. According to I. Y. Semenova, to implement this principle, it is necessary to pursue a social policy that would be aimed at solving problems related to increasing life expectancy, motivating a healthy lifestyle, strengthening the institution of the family and the spiritual and moral image of the youth, ensuring the highest possible standard of living, food security, and responsible management of natural and energy resources [10].

A people-protecting index has been developed, making it possible to evaluate state bodies' efforts to increase the population and grow human capital. It includes about fifty indicators that allow you to analyze migration processes, education level, health status, longevity, well-being of citizens, assess life safety, business activity, labor market, social infrastructure, ecology, etc.

The issues of people protection are paid attention to at the state level and within the framework of the functioning of civil society institutions. In 2019, the Strategy of People's Conservation was announced at the World Russian People's Council. In it, along with the goals and objectives already mentioned above, attention is drawn to increasing the migration attractiveness of Russia for compatriots living abroad. Russian migration potential can be developed through the promotion of Russian culture, the Russian language, and achievements in science and education.

For the practical implementation of the principle of people-saving in the activities of state bodies, it is necessary to provide appropriate sections in strategic planning documents. In addition, the adoption of any government decision that may impact migration processes and the population's well-being level should be preliminarily assessed in terms of the impact on the index of people saving.

Another principle that needs to be implemented is the principle of the responsibility of bodies and officials to the voters. It should be recognized that it is fair to consolidate provisions in normative acts, according to which it is possible to recall an elected official in the event of a loss of confidence on the part of the population. Thus, in the Charter of the municipality of the Yeravninsky district of the Republic of Buryatia, Article 57 provides for the possibility of recalling a deputy of a local self-governing body in cases where voter discontent is associated with a violation of legislation by an official, with systematic (two or more times) evasion from receiving citizens, from considering their complaints and applications, from contact with voters on their an invitation to participate in meetings, gatherings, conferences of citizens, or with the commission of offenses that discredit the title of deputy or head of a municipality [11]. The charters of the municipalities of the Ivanovo, Kaluga regions, and many others also contain provisions for the possibility of recalling elected officials by voters and expression of distrust by the population to the head of the municipality or other elected officials. In the charter of the municipality of Krasnodar, responsibility in the form of a recall is provided only for the head of the municipality [12]. It seems expedient to consolidate the possibility of the population being able to recall all elected persons of public authorities.

An analysis of the legislation on the institution of recalling elected officials at the level of the constituent entities of the Russian Federation shows that it can be established both in relation to the heads of the constituent entities and in relation to deputies of the legislative authorities of the constituent entities. However, not all subjects consolidate this form of democracy. So in the Krasnodar Territory, the law "On the procedure for recalling the head of the administration (Governor) of the Krasnodar Territory" was adopted, according to which recalling the governor is possible in two cases: firstly, in the case of a violation by the head of the regional legislation's administration, and secondly, for repeated gross non-performance of their duties without valid reasons. Both of these grounds must be confirmed by the Krasnodar Regional Court [13]. In relation to deputies of the Legislative Assembly of the Krasnodar Territory, the public recall procedure is not fixed.

As for fixing the ability to recall an elected official at the federal level, it is not provided for in our country’s legislation. However, there is a debate about the need to consolidate it. Opponents of its introduction point out that the presence of a mechanism to recall a deputy would lead to a revision of the election results, be used as a tool in the political struggle, and be too costly for the budget. It is necessary to agree with V. V. Grebenyuk’s opinion, who, formulating arguments for the introduction of the ability to recall elected officials at the federal level, indicates that a recall would be an effective mechanism for "removing unscrupulous representatives of the people from power who do not justify the public trust entrusted to them and who are not able to properly exercise the powers granted to them" [14].

It seems expedient to legislate the current mechanism for recalling elected officials at all levels of public authority, as it will comply with the principle of democracy and increase the efficiency of the functioning of power structures, increase the level of their personal responsibility, and, consequently, increase public confidence in the government. In these conditions, public and private interests will be most fully realized and protected.

Principles as fundamental ideas do not remain unchanged and permanently established by the system. They must be transformed and supplemented with the changing political and economic foundations of the state to meet the urgent needs of both the individual and society as a whole. The principle of electability should ensure the effectiveness of the publicity of the government, the presence not only of control over society but also by the institution of personal responsibility to it (the institution of recalling an elected person), educational qualifications, and the implementation of the activities of public authorities based on the idea of saving people.

References
1. Gutorova, A. N. (2022) Problematic aspects of the election of the highest official of the subject of the Russian Federation. Constitution and Municipal Law, 8.
2. Federal Law of December 21, ¹ 414-FZ, "On the general principles of the organization of public authority in the constituent entities of the Russian Federation." (2021). Russian Newspaper.
3. Federal law dated 06.10.2003 ¹ 131-FZ, "On the general principles of the organization of local self-government in the Russian Federation.” (2022). Retrieved from http://pravo.gov.ru
4. Central Election Commission of the Russian Federation: information on ongoing elections and referendums. Retrieved from www.izbircom.ru.
5. Papadopulos, A. N. & Shapovalov, A. V. (2020) The evolution of constitutional and legal culture in Russian society. Epomen, 45, 98–106.
6. Pavlisova, T. E. & Embulaeva, N. YU. (2018) The principle of maintaining trust in the law and the actions of the state (protection of legitimate expectations) in Russian law: problems and prospects. Law & Politics, 4, 1–10.
7. Potapenko, S. V., Luparev, E. B., Embulayeva, N. Y. [et al.] (2017) The moral foundations of legal liability (criminal, administrative, tort). Astra Salvensis, 825–839.
8. Luparev, E. B., Dzidzoev, R. M., Epifanova, E. V. & Embulaeva N. Y. (2018) Legal defense of foreign citizens and non-citizens' economic rights and interests from criminal offense and other incidents. European Research Studies Journal, 21(1), 243–249. Retrieved from https://doi.org/10.35808/ersj/1175.
9. Migushchenko, O. N. (2022) Unified system of public authority as a factor of national security of the Russian Federation. Municipal Service: Legal Issues, 1.
10. Semenova, I. YU. (2018) Saving people as a factor of social policy in the context of the strengthening of Russian statehood. Oeconomia et Jus, 2. Retrieved from https://cyberleninka.ru/article/n/narodosberezhenie-kak-faktor-sotsialnoy-politiki-v-usloviyah-ukrepleniya-rossiyskoy-gosudarstvennosti
11. The charter of the municipality of Yeravninsky district of the Republic of Buryatia (adopted by the decision of the Council of Deputies of the municipality Eravninsky district of the Republic of Buryatia dated 23 November 2012, ¹ 56/1). Retrieved from https://base.garant.ru/29527871/
12. The charter of the municipal formation of the city of Krasnodar (to be adopted by the City Duma of Krasnodar). (2003). Retrieved from https://krd.ru/dokumenty/dokumenty-gorodskoy-dumy/ustav-munitsipalnogo-obrazovaniya-gorod-krasnodar/
13. Law of the Krasnodar Territory "On the procedure for recalling the head of the administration (governor) of the Krasnodar Territory" (adopted by the Legislative Assembly of the Krasnodar Territory on January 30, 2013). Retrieved from http://pravo.gov.ru/proxy/ips/?doc_itself=&backlink=1&nd=140018586#I0
14. Grebenyuk, V. V. (2018) Recall of a State Duma Deputy as an Element of the System of People's Representation: Problems and Prospects of Constitutional and Legal Regulation. Electronic Supplement to the Russian Legal Journal, 1. Retrieved from https://cyberleninka.ru/article/n/otzyv-deputata-gosudarstvennoy-dumy-kak-element-sistemy-narodnogo-predstavitelstva-problemy-i-perspektivy-konstitutsionno-pravovogo

Peer Review

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A REVIEW of an article on the topic "Transformation of certain principles of formation and activity of public authorities". The subject of the study. The article proposed for review is devoted to the issues of transformation of "... certain principles of formation and activity of public authorities." The author has chosen a special subject of research: the proposed issues are examined from the point of view of constitutional, administrative and municipal law, while the author notes that "The effective functioning of the entire system of state bodies is possible only if a balance is ensured between the implementation of public and private interests." The NPA of Russia relevant to the purpose of the study is being studied. A certain amount of scientific literature on the stated issues is also studied and summarized, analysis and discussion with the opposing authors are present. At the same time, the author notes: "There are two principles of formation of public authorities, namely, electability and appointability." Research methodology. The purpose of the study is determined by the title and content of the work: "... the legitimacy of power directly depends on compliance with the principles of formation of power structures", "The principle of electability, in our opinion, should be the basis for the formation of federal public authorities, as well as in the formation of legislative bodies of subjects and senior officials of subjects." They can be designated as the consideration and resolution of certain problematic aspects related to the above-mentioned issues and the use of certain experience. Based on the set goals and objectives, the author has chosen a certain methodological basis for the study. The author uses a set of general scientific, special legal methods of cognition. In particular, the methods of analysis and synthesis made it possible to generalize some approaches to the proposed topic and partially influenced the author's conclusions. The most important role was played by special legal methods. In particular, the author used a formal legal method, which allowed for the analysis and interpretation of the norms of the current NPA. In particular, the following conclusions are drawn: "... on the formation of local self-government bodies. It seems that these power structures, being closest to the people, should be created exclusively by election," etc. Thus, the methodology chosen by the author is fully adequate to the purpose of the article, allows you to study many aspects of the topic. The relevance of the stated issues is beyond doubt. This topic is one of the most important in Russia, from a legal point of view, the work proposed by the author can be considered relevant, namely, he notes "... the balance between the exercise of public and private interests. This becomes possible due to the implementation of the principles of formation and activity of government bodies." And in fact, an analysis of the opponents' work should follow here, and it follows and the author shows the ability to master the material. Thus, scientific research in the proposed field is only to be welcomed. Scientific novelty. The scientific novelty of the proposed article is beyond doubt. It is expressed in the specific scientific conclusions of the author. Among them, for example, is the following: "... the principle of responsibility of bodies and officials to voters. It should be recognized that it is absolutely fair to consolidate provisions in normative acts, according to which it is possible to recall an elected official in case of loss of trust on the part of the population." As can be seen, these and other "theoretical" conclusions "It seems advisable to consolidate the possibility of recall by the population of all elected officials of public authorities" can be used in further research. Thus, the materials of the article as presented may be of interest to the scientific community. Style, structure, content. The subject of the article corresponds to the specialization of the journal "Law and Politics", as it is devoted to the transformation of "... certain principles of formation and activity of public authorities." The article contains an analysis of the opponents' scientific works, so the author notes that a question close to this topic has already been raised and the author uses their materials, discusses with opponents. The content of the article corresponds to the title, since the author considered the stated problems and achieved the goal of his research. The quality of the presentation of the study and its results should be recognized as improved. The subject, objectives, methodology, research results, and scientific novelty directly follow from the text of the article. The design of the work meets the requirements for this kind of work. No significant violations of these requirements were found. Bibliography. The quality of the literature presented and used should be highly appreciated. The presence of modern scientific literature has shown the validity of the author's conclusions. The works of these authors correspond to the research topic, have a sign of sufficiency, and contribute to the disclosure of many aspects of the topic. Appeal to opponents. The author has analyzed the current state of the problem under study. The author describes the opponents' different points of view on the problem, argues for a more correct position in his opinion, based on the work of individual opponents, and offers solutions to individual problems. Conclusions, the interest of the readership. The conclusions are logical, specific "It seems advisable to legislate the current mechanism for the recall of elected officials at all levels of public authority, since it will comply with the principle of democracy and increase the effectiveness of the functioning of government structures, increase their personal responsibility, and consequently, increase public confidence in the government." The article in this form may be of interest to the readership in terms of the systematic positions of the author in relation to the issues stated in the article. Based on the above, summing up all the positive and negative sides of the article, I recommend "publishing".