Reference:
Lapina M.A., Karpukhin D.V..
Structuring of administrative offences in the sphere of equity market in Russian legislation
// Administrative and municipal law. – 2015. – № 2.
– P. 190-197.
DOI: 10.7256/1999-2807.2015.2.12903.
rubric Административная и муниципальная практика
DOI: 10.7256/1999-2807.2015.2.12903
Read the article
Abstract: The turn of the twentieth – the twenty-first centuries was marked by the active development of equity market in the Russian Federation. The adoption of a big amount of normative acts in this sphere determined the appearance of problems, connected with the structuring of the components of administrative offences; defining the measures of state coercion for the delinquencies in the sphere of equity market; order of proceedings on administrative offences.
The article is aimed at the consideration of this set of problems and the formulation of suggestions about the enhancement of administrative jurisdiction in the sphere of equity market. The methodology of the research is based in the up-to-date achievements of epistemology. The author uses the general philosophical and theoretical methods, dialectics, the system method, analysis, synthesis, analogy, deduction, observation, modeling, the traditional juridical methods (formal-logical), and the methods used in the specific sociological research (the statistical method, expert evaluations, etc.). The analysis of administrative offences in the sphere of equity market, contained in the Code of Administrative Offences of the Russian Federation, shows that, unlike the offences in the spheres of finances, taxes and charges, the administrative offences in this sphere are contained, actually, in one codified normative legal act – the Code of Administrative Offences of the Russian Federation. The latest variant seems to be optimal and can serve as a base when reforming of administrative-jurisdictional legislation in the sphere of finances, taxes and charges, insurance, and equity market.
Keywords: responsibility, offence, finances, jurisdiction, bank, coercion, control, sanction, composition, features
References:
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G.V. Petrova Formirovanie mezhdunarodnogo prava torgovli
finansovymi uslugami i ego vliyanie na natsional'noe
zakonodatel'stvo o finansovykh rynkakh // Mezhdunarodnoe pravo i mezhdunarodnye organizatsii / International Law and International Organizations. - 2012. - 4. - C. 55 - 66.
Kurakin A.V. Kompetentsiya politsii v sfere realizatsii zakonodatel'stva ob administrativnykh pravonarusheniyakh // NB: Administrativnoe pravo i praktika administrirovaniya. - 2013. - 4. - C. 28 - 48. DOI: 10.7256/2306-9945.2013.4.8841. URL: http://www.e-notabene.ru/al/article_8841.html
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References (transliteration):
Konstitutsiya Rossiyskoy Federatsii. Prinyata vsenarodnym golosovaniem 12.12.1993 (red. ot 05.02.2014 № 2-FKZ) // Sobranie zakonodatel'stva RF, 14.04.2014, № 15, st. 1691.
Byudzhetnyy kodeks Rossiyskoy Federatsii ot 31.07.1998 № 145-FZ (red. ot 28.12.2013, s izm. ot 03.02.2014) (s izm. i dop., vstup. v silu s 01.01.2014) // SZ RF, 03.08.1998, № 31, st. 3823.
«Nalogovyy kodeks Rossiyskoy Federatsii (chast' pervaya)» ot 31.07.1998 № 146-FZ (red. ot 23.06.2014) (s izm. i dop., vstup. v silu s 01.07.2014) // SZ RF, № 31.08. 1998, st. 3824.
Kodeks Rossiyskoy Federatsii ob administrativnykh pravonarusheniyakh ot 30.12.2001 № 195-FZ (red. ot 05.05.2014) (s izm. i dop., vstup. v silu s 22.06.2014) // SZ RF, 07.01.2002, № 1 (ch. 1), st. 1.
Federal'nyy zakon ot 10.07.2002 № 86-FZ (red. ot 05.05.2014, s izm. ot 28.06.2014) «O Tsentral'nom banke Rossiyskoy Federatsii (Banke Rossii)» (s izm. i dop., vstup. v silu s 01.07.2014) // RG, № 127, 13.07.2002.
Federal'nyy zakon ot 22.04.1996 N 39-FZ (red. ot 28.12.2013) «O rynke tsennykh bumag» (s izm. i dop., vstup. v silu s 01.07.2014) // RG, № 79, 25.04. 1996.
Federal'nyy zakon ot 05.03.1999 N 46-FZ (red. ot 23.07.2013) «O zashchite prav i zakonnykh interesov investorov na rynke tsennykh bumag» // RG, № 46, 11.03. 1999.
Federal'nyy zakon ot 29.11.2001 N 156-FZ (red. ot 12.03.2014) «Ob investitsionnykh fondakh» (s izm. i dop., vstup. v silu s 01.07.2014) // RG, N 237-238, 04.12.2001.
G.V. Petrova Formirovanie mezhdunarodnogo prava torgovli
finansovymi uslugami i ego vliyanie na natsional'noe
zakonodatel'stvo o finansovykh rynkakh // Mezhdunarodnoe pravo i mezhdunarodnye organizatsii / International Law and International Organizations. - 2012. - 4. - C. 55 - 66.
Kurakin A.V. Kompetentsiya politsii v sfere realizatsii zakonodatel'stva ob administrativnykh pravonarusheniyakh // NB: Administrativnoe pravo i praktika administrirovaniya. - 2013. - 4. - C. 28 - 48. DOI: 10.7256/2306-9945.2013.4.8841. URL: http://www.e-notabene.ru/al/article_8841.html
Subanova N.V. Administrativnye pravonarusheniya v sfere publichnoy razreshitel'noy deyatel'nosti. // Administrativnoe i munitsipal'noe pravo. - 2010. - 11. - C. 57 - 63.
Agapov A.B. K voprosu o publichnom prinuzhdenie v rossiyskom prave // NB: Administrativnoe pravo i praktika administrirovaniya. - 2013. - 7. - C. 58 - 87. DOI: 10.7256/2306-9945.2013.7.9922. URL: http://www.e-notabene.ru/al/article_9922.html
Grekova I.Yu. Pravovoe regulirovanie rynka tsennykh bumag // NB: Finansovoe pravo i upravlenie. - 2013. - 3. - C. 53 - 62. DOI: 10.7256/2306-4234.2013.3.2880. URL: http://www.e-notabene.ru/flc/article_2880.html
Kostennikov M.V., Kurakin A.V. K voprosu ob osnovanii administrativnoy otvetstvennosti v rossiyskom prave // NB: Administrativnoe pravo i praktika administrirovaniya. - 2013. - 10. - C. 75 - 88. DOI: 10.7256/2306-9945.2013.10.10153. URL: http://www.e-notabene.ru/al/article_10153.html
Erpyleva N.Yu. Sovremennoe valyutnoe regulirovanie v rossiyskom zakonodatel'stve // Pravo i politika. - 2014. - 5. - C. 652 - 676. DOI: 10.7256/1811-9018.2014.5.11920.
Savchishkin D.B. K voprosu ob administrativnoy otvetstvennosti v informatsionnoy sfere // Administrativnoe i munitsipal'noe pravo. - 2011. - 5. - C. 64 - 72.